Lip Bu Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lip Bu Tan, a licensed former licensee with CE reference AFM748. This person has 2.2 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Walden Technology Management (H.K.) Limited 華登科技管理(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-06-22 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Lip Bu Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Theodore Yuan Shiun Chua | Walden Technology Management (H.K.) Limited | 2003–2005 |
| Sai Chak Mak | Walden Technology Management (H.K.) Limited | 2003–2005 |
| Francis Hun Ming Wong | Walden Technology Management (H.K.) Limited | 2003–2005 |
| Kok Onn Chia | Walden Technology Management (H.K.) Limited | 2003–2004 |