Daniel Shiu Wah Ng
吳紹華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Shiu Wah Ng (吳紹華), a licensed former licensee with CE reference AFM443. This person has 5.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wo Fung Securities Company Limited 和豐證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-07-24 |
| Wo Fung Securities Company Limited 和豐證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-05 |
| Wo Fung Securities Company Limited 和豐證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-05 |
| Wo Fung Securities Company Limited 和豐證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-05 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Daniel Shiu Wah Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.