Brent Daniel Clapacs
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brent Daniel Clapacs, a licensed former licensee with CE reference AFM189. This person has 0.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2004-02-19 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-02-19 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-19 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-02-19 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 9 - Asset management | Pre-2003 | 2004-02-19 |