Susan Swee Ai Chua

蔡素珊
CE No. AFM128 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susan Swee Ai Chua (蔡素珊), a licensed former licensee with CE reference AFM128. This person has 3.8 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
Access Investment Management (H.K.) Limited
安信投資管理(香港)有限公司
Rep Type 5 - Advising on futures contracts 2006-07-07 2007-02-01
Access Investment Management (H.K.) Limited
安信投資管理(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2007-02-01
Access Investment Management (H.K.) Limited
安信投資管理(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2005-03-05
Access Investment Management (H.K.) Limited
安信投資管理(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2007-02-01

Worked alongside

The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Susan Swee Ai Chua during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chee Ming Liu Access Investment Management (H.K.) Limited 2003–2007
Robert Heriot Lindsay Thomas Access Investment Management (H.K.) Limited 2003–2007
Billy Tse Chung Ho Access Investment Management (H.K.) Limited 2004–2006
Choy Koh Access Investment Management (H.K.) Limited 2006–2007
Davina Tak-Wai Tang Access Investment Management (H.K.) Limited 2003
Kenny Wan Access Investment Management (H.K.) Limited 2004
Hung Kong Pak Access Investment Management (H.K.) Limited 2003
Chin Ming Lam Access Investment Management (H.K.) Limited 2006–2007
Wang Ho Lui Access Investment Management (H.K.) Limited 2006
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