Sam Yat Fai Lee
李日暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Yat Fai Lee (李日暉), a licensed Responsible Officer with CE reference AFJ510. Currently licensed at 1 firm(s): China Merchants Securities (HK) Co., Limited. Active regulated activities: Type 4 - Advising on securities. This person has 16.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-05-06 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-11-21 | 2024-05-06 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-01-03 | 2022-11-18 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-18 | 2019-01-03 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 4 - Advising on securities | 2018-04-30 | 2018-10-09 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-07 | 2018-04-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-09-04 | 2017-09-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-16 | 2012-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sam Yat Fai Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.