Sau Kuen Ng
吳秀娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Kuen Ng (吳秀娟), a licensed former licensee with CE reference AFJ299. This person has 6.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-22 | 2009-08-01 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-12-22 | 2004-11-26 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-12-22 | 2009-08-01 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2003-12-22 | 2009-08-01 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2003-09-08 | 2009-08-01 |
| Goldyard Capital Limited 金營資本有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Kuen Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.