Dennis Michael Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Michael Smith, a licensed former licensee with CE reference AFI982. This person has 6.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orion Partners Advisors Limited | RO | Type 4 - Advising on securities | 2013-12-17 | 2018-11-30 |
| Orion Partners Advisors Limited | RO | Type 6 - Advising on corporate finance | 2013-12-17 | 2018-11-30 |
| North Asia Strategic Advisors | RO | Type 6 - Advising on corporate finance | 2012-02-15 | 2013-12-02 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Dennis Michael Smith during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tee Ween Tan | Orion Partners Advisors Limited | 2013–2018 |
| Savio Sing Nam Chow | North Asia Strategic Advisors | 2012–2013 |