Ka Yik Kwok
郭嘉憶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yik Kwok (郭嘉憶), a licensed former licensee with CE reference AFI062. This person has 4.0 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-20 | 2017-11-08 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-11-18 | 2017-11-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yik Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.