Kwong San Au
區廣新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong San Au (區廣新), a licensed former licensee with CE reference AFG798. This person has 20.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-18 | 2026-02-28 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-04-23 | 2011-08-19 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2005-04-23 | 2011-08-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong San Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.