John Andrew Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Andrew Smith ( ), a licensed former licensee with CE reference AFE788. This person has 0.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PPM Ventures (Asia) Limited 英國保誠直接投資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-08-31 |
| PPM Ventures (Asia) Limited 英國保誠直接投資有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-08-31 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as John Andrew Smith during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hugh Gordon Dyus | PPM Ventures (Asia) Limited | 2003 |
| Boris Ding Yue Bong | PPM Ventures (Asia) Limited | 2003 |
| Lee Shun Julie Cheung | PPM Ventures (Asia) Limited | 2003 |
| Allan Homeming | PPM Ventures (Asia) Limited | 2003 |
| Christopher Hugh Kelly | PPM Ventures (Asia) Limited | 2003 |