Wai Ming Kwok
郭維明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Kwok (郭維明), a licensed former licensee with CE reference AFE456. This person has 2.3 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-06 | 2021-12-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ming Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.