Connie Ho Ho Lo

盧可可
CE No. AFD867 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Connie Ho Ho Lo (盧可可), a licensed former licensee with CE reference AFD867. This person has 0.9 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
VMS Securities Limited
鼎珮證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-02-07
VMS Securities Limited
鼎珮證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-02-07
VMS Securities Limited
鼎珮證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-02-07
VMS Securities Limited
鼎珮證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-02-07

Worked alongside

The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Connie Ho Ho Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Lee Kwong Wong VMS Securities Limited 2003–2004
Stefanie Chi Yin Chan VMS Securities Limited 2003–2004
Wai Yue Cheung VMS Securities Limited 2003–2004
Yoon Hoong Cheang VMS Securities Limited 2003–2004
Wing Yuk Lui VMS Securities Limited 2003–2004
Chai Geok Lim VMS Securities Limited 2003–2004
Chi Kwok Yim VMS Securities Limited 2003–2004
Wai Fong Wong VMS Securities Limited 2003
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