James Virgil Cooper Junior
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Virgil Cooper Junior, a licensed former licensee with CE reference AFD133. This person has 9.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aegon Asset Management (Asia) Limited 全球人壽資產管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2012-04-30 | 2013-12-15 |
| Aegon Asset Management (Asia) Limited 全球人壽資產管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2012-04-30 | 2013-12-15 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2006-11-27 | 2010-12-13 |
| Standard Life Investments (Asia) Limited | RO | Type 9 - Asset management | 2006-11-27 | 2010-12-13 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
RO | Type 9 - Asset management | 2006-11-27 | 2010-12-13 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-22 | 2006-11-27 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2005-07-22 | 2006-11-27 |
| Standard Life Investments (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2006-11-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Virgil Cooper Junior during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.