Yieu Thiem

詹柔
CE No. AFC599 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yieu Thiem (詹柔), a licensed former licensee with CE reference AFC599. This person has 21.3 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
Wang On Securities Limited
宏安證券有限公司
Rep Type 1 - Dealing in securities 2009-02-11 2024-07-31
Wang On Securities Limited
宏安證券有限公司
RO Type 1 - Dealing in securities 2008-06-27 2009-02-11
Wang On Securities Limited
宏安證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2008-06-27
Wang On Securities Limited
宏安證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-01-02
Wang On Securities Limited
宏安證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-01-02
Wang On Securities Limited
宏安證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-01-02

Worked alongside

The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Yieu Thiem during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kin Ting Jim Wang On Securities Limited 2003–2024
Bounban Thiem Wang On Securities Limited 2003–2024
Elaine Yuet Fong Chan Wang On Securities Limited 2003–2024
Sin Ching Lau Wang On Securities Limited 2003–2024
Ming Lui Wang On Securities Limited 2003–2024
Ka Kuen Wong Wang On Securities Limited 2003–2024
Pui Ying Chan Wang On Securities Limited 2003–2011
Po Hung Fok Wang On Securities Limited 2003–2011
Wai Chung Yam Wang On Securities Limited 2005–2014
Jimmy Kwok Man Lo Wang On Securities Limited 2003–2004
Susan Tay Jan Eng Lim Wang On Securities Limited 2003
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