Carol Wai Chu Cheng
鄭惠珠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Wai Chu Cheng (鄭惠珠), a licensed former licensee with CE reference AFC396. This person has 10.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2013-06-18 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-13 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-13 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carol Wai Chu Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.