Cary Wai Ling Ng
吳惠玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cary Wai Ling Ng (吳惠玲), a licensed former licensee with CE reference AEZ614. This person has 13.6 years of SFC licence history. Total licence records on file: 5.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Magic Compass Securities Limited 摩石證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-15 | 2017-05-08 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2012-08-15 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-09 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Cary Wai Ling Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Leung Chiu | Magic Compass Securities Limited | 2013–2017 |
| Hon Cheong Wong | Magic Compass Securities Limited | 2013–2017 |
| Jason Sin Ming Chiu | Magic Compass Securities Limited | 2013–2017 |
| Kong Hoi Chan | Magic Compass Securities Limited | 2013–2017 |
| Kong Wai Chan | Magic Compass Securities Limited | 2013–2017 |
| Irene Ai Lin Far | Magic Compass Securities Limited | 2013–2017 |
| Ka Yiu Chung | Magic Compass Securities Limited | 2014–2017 |
| Kenneth Wing Hing Ko | Magic Compass Securities Limited | 2015–2017 |
| Sau Ngai Kong | Magic Compass Securities Limited | 2013 |