Steven Koon Ho Ng
吳冠豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Koon Ho Ng (吳冠豪), a licensed former licensee with CE reference AEZ493. This person has 10.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2019-11-08 | 2022-11-01 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
RO | Type 4 - Advising on securities | 2019-11-08 | 2022-11-01 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
RO | Type 9 - Asset management | 2019-01-14 | 2022-11-01 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 9 - Asset management | 2018-09-28 | 2019-01-14 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-01 | 2019-11-08 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-01 | 2019-11-08 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-26 | 2015-03-31 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-26 | 2015-03-31 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-25 | 2009-01-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven Koon Ho Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.