Yuen Tung Chow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Tung Chow (周元彤), a licensed Responsible Officer with CE reference AEZ042. Currently licensed at 1 firm(s): Canadas Assets Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 22.0 years of SFC licence history. Total licence records on file: 16.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Canadas Assets Management Limited 嘉匯達資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-09-27 | present |
| Canadas Assets Management Limited 嘉匯達資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-09-27 | present |
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-10-31 | 2023-12-08 |
| Hooray Securities Limited 好盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-02-25 | 2022-08-31 |
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-16 | 2021-02-11 |
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-07-16 | 2020-05-04 |
| Prestige Securities Limited 盛德證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-31 | 2018-04-30 |
| Prestige Securities Limited 盛德證券有限公司 |
RO | Type 4 - Advising on securities | 2017-08-31 | 2018-04-30 |
| Prestige Securities Limited 盛德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-10 | 2017-08-31 |
| Prestige Securities Limited 盛德證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-10 | 2017-08-31 |
| Christfund Futures Limited 恒豐期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-02-01 | 2017-04-20 |
| Christfund Futures Limited 恒豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-06-12 | 2007-02-01 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2017-04-20 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-02 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-02 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Tung Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.