Ka Ming Lam
林家明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ming Lam (林家明), a licensed former licensee with CE reference AEU728. This person has 17.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2020-05-29 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-23 | 2020-05-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-17 | 2017-10-02 |
| Taifair Securities Limited 大輝證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-05-04 |
| Taifair Securities Limited 大輝證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-28 |
| Taifair Securities Limited 大輝證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-28 |
| Taifair Securities Limited 大輝證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-28 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Ming Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Man Nei Leung | Taifair Securities Limited | 2003–2010 |
| Kai Leung Sin | Taifair Securities Limited | 2003–2010 |
| Kwun Chuen Chu | Taifair Securities Limited | 2003–2010 |
| Wa Shan Chang | Taifair Securities Limited | 2003–2010 |
| Alan Chin Wing Choy | Taifair Securities Limited | 2003–2010 |
| Fai Kwok | Taifair Securities Limited | 2003–2010 |
| Michael Sze Shing Ng | Taifair Securities Limited | 2003–2010 |
| Ka Shing Pun | Taifair Securities Limited | 2003–2010 |
| Peter Man Chuen Tam | Taifair Securities Limited | 2003–2010 |
| Stephen Hon Keet Low | Taifair Securities Limited | 2003–2009 |
| Kam Fan Lau | Taifair Securities Limited | 2003–2007 |
| Thomas Hin Fan Fung | Taifair Securities Limited | 2004–2010 |
| Angela Kwai Chun Lau | Taifair Securities Limited | 2003–2004 |
| Wang Hoi Chan | Taifair Securities Limited | 2003 |