Kevin Charles Uebelein
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Charles Uebelein, a licensed former licensee with CE reference AEU201. This person has 5.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyramis Global Advisors (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2008-12-11 | 2012-03-29 |
| Pyramis Global Advisors (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2008-12-11 | 2012-03-29 |
| Pyramis Global Advisors (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2008-12-11 | 2012-03-29 |
| Pyramis Global Advisors (Hong Kong) Limited | RO | Type 9 - Asset management | 2008-12-11 | 2012-03-29 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 1 - Dealing in securities | 2006-02-17 | 2008-04-11 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 4 - Advising on securities | 2006-02-17 | 2008-04-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kevin Charles Uebelein during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.