Daren Riley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daren Riley, a licensed former licensee with CE reference AER313. This person has 3.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 - Dealing in securities | 2003-11-13 | 2006-09-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 7 - Providing automated trading services | 2003-11-13 | 2004-03-22 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-11-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-10 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-10 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-11-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-10 |