Bruce Carroll Allen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bruce Carroll Allen, a licensed former licensee with CE reference AEO174. This person has 2.0 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIF Capital Limited 殷庫資本有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-14 |
| Asian Infrastructure Fund Advisers Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-14 |
| Asian Infrastructure Fund Advisers Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-02 |
| AIF Capital Limited 殷庫資本有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-03-14 |
| Asian Infrastructure Fund Advisers Limited | RO | Type 9 - Asset management | Pre-2003 | 2005-03-14 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Bruce Carroll Allen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Andy Po Shing Tse | AIF Capital Limited | 2003–2005 |
| Lek Suan Lim | AIF Capital Limited | 2003–2005 |
| Peter Francis Amour | AIF Capital Limited | 2003–2005 |
| Stephen Lee | AIF Capital Limited | 2003–2005 |
| Daniel Sheung Yin Hui | AIF Capital Limited | 2003–2005 |
| Chui Kuen Chu | AIF Capital Limited | 2003–2005 |
| Frank Philip Harley | AIF Capital Limited | 2003–2005 |
| Ajay Lal | AIF Capital Limited | 2003–2005 |
| Alfred King Wai Wong | AIF Capital Limited | 2003–2005 |
| Xiaoning Xia | AIF Capital Limited | 2003–2005 |
| Antonio Yun Pui Yeung | AIF Capital Limited | 2003–2005 |
| Edward James Landry | AIF Capital Limited | 2003 |