Laurie Chat Hoong Yee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Laurie Chat Hoong Yee, a licensed former licensee with CE reference AEN389. This person has 21.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2024-06-12 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-10 | 2017-10-02 |
| Kam Fai Securities Company Limited 金輝証券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-18 | 2014-02-26 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-22 | 2012-12-13 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-16 | 2010-02-06 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-11-06 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-13 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-13 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Laurie Chat Hoong Yee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.