Wai Lam
林煒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lam (林煒), a licensed Representative with CE reference AEM576. Currently licensed at 1 firm(s): Phillip Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.2 years of SFC licence history. Total licence records on file: 10.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-06 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-21 | 2009-10-28 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-09 | 2009-07-11 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-02 | 2007-02-08 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-11 | 2005-02-25 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-11-08 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-06 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-06 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-03 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.