Jot Kai Hong Yau
邱繼康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jot Kai Hong Yau (邱繼康), a licensed former licensee with CE reference AEM484. This person has 2.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Strategic Options Investment Advisors Limited 尚策投資顧問有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-11-15 |
| Strategic Options Investment Advisors Limited 尚策投資顧問有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-11-15 |
| Strategic Options Investment Advisors Limited 尚策投資顧問有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-11-15 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Jot Kai Hong Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Siu Chuen Lau | Strategic Options Investment Advisors Limited | 2003–2005 |