Kwong Lap Cheung

張廣立
CE No. AEL507 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Lap Cheung (張廣立), a licensed former licensee with CE reference AEL507. This person has 17.4 years of SFC licence history. Total licence records on file: 6.

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Licence history

FirmRoleRegulated activityFromTo
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 - Dealing in securities 2017-10-03 2020-09-04
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 - Dealing in securities 2014-01-30 2017-10-02
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2014-01-01
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2005-03-22
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2005-03-22
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2005-03-22

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