Richard Fook Lam Kwan
關福林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Fook Lam Kwan (關福林), a licensed former licensee with CE reference AEK237. This person has 20.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wing Fat Securities Limited 永發證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2023-09-22 |
| Wing Fat Securities Limited 永發證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-01-19 |
| Wing Fat Securities Limited 永發證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-19 |
| Wing Fat Securities Limited 永發證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-19 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Fook Lam Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tsz Wang Tang | Wing Fat Securities Limited | 2003–2020 |
| Kwei Yee Lau | Wing Fat Securities Limited | 2003–2020 |
| Kwai Leung Wan | Wing Fat Securities Limited | 2003–2019 |
| Ching Kai Li | Wing Fat Securities Limited | 2003–2019 |
| Kwok Hoi Fung | Wing Fat Securities Limited | 2003–2019 |
| Fook Wing Fung | Wing Fat Securities Limited | 2003–2014 |
| Tai Yu Ho | Wing Fat Securities Limited | 2003–2014 |
| Peter Wai Ling Fung | Wing Fat Securities Limited | 2003–2023 |
| Chan Fun Fok | Wing Fat Securities Limited | 2003–2013 |
| Fuk Shing Kwan | Wing Fat Securities Limited | 2003–2010 |
| Tai Chuen Wu | Wing Fat Securities Limited | 2003–2008 |
| Wai Keung Sin | Wing Fat Securities Limited | 2008–2020 |
| Shiu Kai Boo | Wing Fat Securities Limited | 2013–2019 |
| Yin Ping Kam | Wing Fat Securities Limited | 2011–2015 |
| Wing Yeung Fung | Wing Fat Securities Limited | 2015–2018 |