James Thomas Chenoweth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Thomas Chenoweth, a licensed former licensee with CE reference AEK024. This person has 10.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-03-31 | 2013-06-14 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-03-31 | 2012-11-09 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 4 - Advising on securities | 2010-03-31 | 2012-11-09 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2010-03-31 | 2012-11-09 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2007-06-01 | 2009-12-31 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-06-01 | 2009-12-31 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 4 - Advising on securities | 2007-06-01 | 2009-12-31 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2007-06-01 | 2009-12-31 |
| Standard Commodities (Asia) Limited 標準商品(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2008-03-07 |
| Standard Commodities (Asia) Limited 標準商品(亞洲)有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2008-03-07 |
| Standard Commodities (Asia) Limited 標準商品(亞洲)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-09-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Thomas Chenoweth during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.