Wing Wai Liu
廖榮偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Wai Liu (廖榮偉), a licensed former licensee with CE reference AEJ696. This person has 0.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-28 | 2005-07-05 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-12-28 | 2005-07-05 |
| UKFP (Asia) HK Limited | Rep | Type 1 - Dealing in securities | 2004-03-05 | 2004-07-08 |
| UKFP (Asia) HK Limited | Rep | Type 4 - Advising on securities | 2004-03-05 | 2004-07-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Wai Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.