Kim Hung Ng
伍劍虹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Hung Ng (伍劍虹), a licensed former licensee with CE reference AEJ497. This person has 21.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-12-12 | 2024-11-29 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-08-29 | 2018-12-12 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-03-01 | 2018-07-18 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-03 | 2017-03-01 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-05-21 | 2018-07-18 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-09-25 | 2011-11-18 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2007-09-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kim Hung Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.