Charles Law
羅澤行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Law (羅澤行), a licensed former licensee with CE reference AEJ349. This person has 5.4 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-27 | 2008-09-09 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-06-09 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-04 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Sing Lau | BOCI Research Limited | 2005–2008 |
| Wenzhou Hu | BOCI Research Limited | 2005–2008 |
| Ngan Pak | BOCI Research Limited | 2005–2008 |
| Belle Chan | BOCI Research Limited | 2005–2008 |
| Anthony Chi Hang Lok | BOCI Research Limited | 2005–2008 |
| Yukun Le | BOCI Research Limited | 2005–2008 |
| Lin Yuan | BOCI Research Limited | 2005–2008 |
| Xiaoman Ni | BOCI Research Limited | 2005–2008 |
| Jimmy Chun Kwok Lam | BOCI Research Limited | 2005–2008 |
| Qi Shi | BOCI Research Limited | 2005–2008 |
| Winnie Kai Mun Tang | BOCI Research Limited | 2005–2008 |
| Min Zou | BOCI Research Limited | 2005–2008 |
| Manfred Chu Ho | BOCI Research Limited | 2005–2008 |
| Fu Hang Lai | BOCI Research Limited | 2005–2008 |
| Allan Wai Huk Ng | BOCI Research Limited | 2005–2008 |
| Shixin Tian | BOCI Research Limited | 2006–2008 |
| Kwok Yuen Cheung | DBS Vickers (Hong Kong) Limited | 2003–2005 |
| See Mun Hui | DBS Vickers (Hong Kong) Limited | 2003–2005 |
| Winnie Chiu | DBS Vickers (Hong Kong) Limited | 2003–2005 |
| Tony Chi Chung Liu | DBS Vickers (Hong Kong) Limited | 2003–2005 |