Thomas Yuk Chee Lee
李旭智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Yuk Chee Lee (李旭智), a licensed former licensee with CE reference AEI544. This person has 3.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JL Capital (Hong Kong) Pte Limited | RO | Type 9 - Asset management | 2007-06-11 | 2009-01-01 |
| JL Capital (Hong Kong) Pte Limited | Rep | Type 9 - Asset management | 2006-11-14 | 2007-06-11 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-10-07 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-08-30 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-30 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Yuk Chee Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.