Haifeng David Liu
劉海峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haifeng David Liu (劉海峰), a licensed Responsible Officer with CE reference AEH765. Currently licensed at 1 firm(s): DCP Investment Advisors Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 9.4 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DCP Investment Advisors Limited | RO | Type 1 - Dealing in securities | 2020-03-16 | present |
| DCP Investment Advisors Limited | RO | Type 4 - Advising on securities | 2020-03-16 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-02-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-02-11 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Haifeng David Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Julian Juul Wolhardt | DCP Investment Advisors Limited | 2020–present |
| Hui Han | DCP Investment Advisors Limited | 2020–2026 |
| Icy Ngai Sze Wong | DCP Investment Advisors Limited | 2022–present |