Noriyuki Awamori
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Noriyuki Awamori, a licensed former licensee with CE reference AED503. This person has 19.8 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tachibana Securities (Hong Kong) Limited 立花證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2022-12-31 |
| Tachibana Securities (Hong Kong) Limited 立花證券(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-07-07 |
| Tachibana Securities (Hong Kong) Limited 立花證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-07 |
| Tachibana Securities (Hong Kong) Limited 立花證券(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-07-07 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Noriyuki Awamori during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Toshiharu Katsuoka | Tachibana Securities (Hong Kong) Limited | 2003–2022 |
| Seiichi Kikuchi | Tachibana Securities (Hong Kong) Limited | 2003–2022 |
| Keiya Matsuda | Tachibana Securities (Hong Kong) Limited | 2018–2022 |