Hobart Lee Epstein

CE No. AED016 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hobart Lee Epstein, a licensed former licensee with CE reference AED016. This person has 0.7 years of SFC licence history. Total licence records on file: 1.

Information

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Licence history

FirmRoleRegulated activityFromTo
TONGYANG Securities Hong Kong Limited
東洋證券香港有限公司
RO Type 6 - Advising on corporate finance 2011-11-23 2012-07-24

Worked alongside

The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Hobart Lee Epstein during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Dong Hyuk Yoon TONGYANG Securities Hong Kong Limited 2011–2012
Ju Young Kim TONGYANG Securities Hong Kong Limited 2011–2012
Ha Yan Lee TONGYANG Securities Hong Kong Limited 2011–2012
Seok Mo Yang TONGYANG Securities Hong Kong Limited 2011–2012
Soung Min Choi TONGYANG Securities Hong Kong Limited 2011–2012
Sun Jong Park TONGYANG Securities Hong Kong Limited 2011–2012
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