Alvin Wai Kwok Ma
馬偉國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Wai Kwok Ma (馬偉國), a licensed former licensee with CE reference AEC588. This person has 3.2 years of SFC licence history. Total licence records on file: 4.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-09-30 | 2022-03-07 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 9 - Asset management | 2019-09-30 | 2022-03-07 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-02-22 | 2018-11-16 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 9 - Asset management | 2018-02-22 | 2018-11-16 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Alvin Wai Kwok Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Robert Yin Chiu | Axiom Investment Management Limited | 2018–2022 |
| Yu Ki Leung | Axiom Investment Management Limited | 2019–2022 |
| Philip Niem | Axiom Investment Management Limited | 2019–2022 |
| Shanshan Dong | Axiom Investment Management Limited | 2018–2022 |
| Yidong Dou | Axiom Investment Management Limited | 2018–2022 |
| Lai Shan Wong | Axiom Investment Management Limited | 2020–2022 |
| Yangde Qian | Axiom Investment Management Limited | 2019–2021 |
| Mei Yi Leung | Axiom Investment Management Limited | 2018–2019 |
| Wai Man Ng | Axiom Investment Management Limited | 2020–2021 |
| Michel Gilles Lahaie | Axiom Investment Management Limited | 2018 |
| Shanshan Ren | Axiom Investment Management Limited | 2018–2019 |