Rick Ching Ning Ma
馬正寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rick Ching Ning Ma (馬正寧), a licensed former licensee with CE reference ADY080. This person has 2.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-01-31 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-12-29 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-29 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-12-29 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Rick Ching Ning Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ming Hop Lin | Oshidori Securities Limited | 2003–2006 |
| Wai Hung Wong | Oshidori Securities Limited | 2003–2006 |
| Tak Chuen Cho | Oshidori Securities Limited | 2003–2006 |
| Shek Wah Chan | Oshidori Securities Limited | 2003–2006 |
| Lai Yee Chong | Oshidori Securities Limited | 2003–2006 |
| Francisco Pun Tcheng Lam | Oshidori Securities Limited | 2003–2006 |
| Moon Tong Leung | Oshidori Securities Limited | 2003–2006 |
| Eric Wai Kwan Ling | Oshidori Securities Limited | 2003–2006 |
| Oi Lin Wong | Oshidori Securities Limited | 2003–2006 |
| Siu Bun Wong | Oshidori Securities Limited | 2003–2005 |
| Ho Yan Chan | Oshidori Securities Limited | 2003–2004 |
| Kam Yu Hung | Oshidori Securities Limited | 2004 |
| Sing Kwong Hung | Oshidori Securities Limited | 2004 |