Samuel Kwok Tung Lee

李國棟
CE No. ADX187 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Kwok Tung Lee (李國棟), a licensed former licensee with CE reference ADX187. This person has 12.8 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
BOCOM International Securities Limited
交銀國際證券有限公司
Rep Type 1 - Dealing in securities 2016-02-23 2016-10-11
BOCOM International Securities Limited
交銀國際證券有限公司
Rep Type 2 - Dealing in futures contracts 2016-02-23 2016-10-11
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
Rep Type 2 - Dealing in futures contracts 2004-06-16 2016-01-29
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
Rep Type 1 - Dealing in securities 2004-05-24 2016-01-29
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
Rep Type 1 - Dealing in securities 2003-05-29 2003-12-04

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Samuel Kwok Tung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chiu Mee Yick DBS Vickers (Hong Kong) Limited 2003–2016
Wa Lin Leong DBS Vickers (Hong Kong) Limited 2004–2016
Joanne Ching Yee Lui DBS Vickers (Hong Kong) Limited 2004–2016
Joseph Tat Kit Lau DBS Vickers (Hong Kong) Limited 2004–2016
Lucas Kwong Shing Leung DBS Vickers (Hong Kong) Limited 2004–2016
Yuen Wai Man DBS Vickers (Hong Kong) Limited 2005–2016
Wai Man Lam DBS Vickers (Hong Kong) Limited 2005–2016
Peter Wing Leung Lai DBS Vickers (Hong Kong) Limited 2004–2014
Andrew On Leung Au DBS Vickers (Hong Kong) Limited 2003–2016
Cheong Wang Choi DBS Vickers (Hong Kong) Limited 2006–2016
James Ngai Him Lui DBS Vickers (Hong Kong) Limited 2004–2013
Wai Hung Tang DBS Vickers (Hong Kong) Limited 2007–2016
Chi Fai Wong DBS Vickers (Hong Kong) Limited 2007–2016
Chak Ming Lee DBS Vickers (Hong Kong) Limited 2007–2016
Hiu Fung Lau DBS Vickers (Hong Kong) Limited 2007–2016
Hilda Yiu Hung Yeung DBS Vickers (Hong Kong) Limited 2004–2013
Ka Ki Chan DBS Vickers (Hong Kong) Limited 2008–2016
Wai Kit Pang DBS Vickers (Hong Kong) Limited 2008–2016
Kwok Wai Cheng DBS Vickers (Hong Kong) Limited 2008–2016
Yue Fai Leung DBS Vickers (Hong Kong) Limited 2008–2016
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