Wai Ming Lam
林慧明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Lam (林慧明), a licensed former licensee with CE reference ADW730. This person has 8.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Enterprises (Investment) Limited 萬利企業(投資)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2011-10-08 |
| Victory Enterprises (Investment) Limited 萬利企業(投資)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-01-20 |
| Victory Enterprises (Investment) Limited 萬利企業(投資)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-20 |
| Victory Enterprises (Investment) Limited 萬利企業(投資)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-20 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ming Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chiu Man Li | Victory Enterprises (Investment) Limited | 2003–2011 |
| Duncan Pui Hey Wong | Victory Enterprises (Investment) Limited | 2003–2011 |
| Suet Ling Ho | Victory Enterprises (Investment) Limited | 2005–2011 |
| Chi Lo | Victory Enterprises (Investment) Limited | 2003–2004 |
| Kwok Kam Wong | Victory Enterprises (Investment) Limited | 2003 |
| Hei Man Woo | Victory Enterprises (Investment) Limited | 2011 |