Charles Robert Dirck Wittenoom
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Robert Dirck Wittenoom, a licensed former licensee with CE reference ADV107. This person has 5.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SFGHK Limited | Rep | Type 1 - Dealing in securities | 2007-07-19 | 2008-05-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-05-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-22 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Robert Dirck Wittenoom during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Michael Shirley | SFGHK Limited | 2007–2008 |
| Jonathan George Edgar | SFGHK Limited | 2007–2008 |
| Donna Maree Chown | SFGHK Limited | 2007–2008 |
| Robert Simeon Lord | SFGHK Limited | 2007–2008 |
| Anthony Casey Wilson | SFGHK Limited | 2007–2008 |
| Peter George Williamson | SFGHK Limited | 2007–2008 |
| Christopher George Searle | SFGHK Limited | 2007–2008 |
| Steven Kai Xia | SFGHK Limited | 2008 |