Shiu Leung Alex Au

區肇良
CE No. ADU801 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Leung Alex Au (區肇良), a licensed former licensee with CE reference ADU801. This person has 0.7 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
ImPac Asset Management (HK) Limited
欣佩投資管理(香港)有限公司
RO Type 4 - Advising on securities 2003-11-26 2004-07-26
ImPac Asset Management (HK) Limited
欣佩投資管理(香港)有限公司
RO Type 5 - Advising on futures contracts 2003-11-26 2004-07-26
ImPac Asset Management (HK) Limited
欣佩投資管理(香港)有限公司
RO Type 9 - Asset management 2003-11-26 2004-07-26

Worked alongside

The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Shiu Leung Alex Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Gary Wing Yiu Ting ImPac Asset Management (HK) Limited 2003
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