Shiu Leung Alex Au
區肇良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Leung Alex Au (區肇良), a licensed former licensee with CE reference ADU801. This person has 0.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2003-11-26 | 2004-07-26 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2003-11-26 | 2004-07-26 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 |
RO | Type 9 - Asset management | 2003-11-26 | 2004-07-26 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Shiu Leung Alex Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Gary Wing Yiu Ting | ImPac Asset Management (HK) Limited | 2003 |