Natalie Cruz
高詩蘊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Natalie Cruz (高詩蘊), a licensed former licensee with CE reference ADT648. This person has 18.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Penjing Asset Management (Asia) Limited | RO | Type 4 - Advising on securities | 2020-01-08 | 2022-01-31 |
| Penjing Asset Management (Asia) Limited | RO | Type 9 - Asset management | 2020-01-08 | 2022-01-31 |
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 4 - Advising on securities | 2016-04-18 | 2020-01-08 |
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 9 - Asset management | 2015-11-02 | 2020-01-08 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-06-04 | 2015-10-30 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2008-06-04 | 2015-10-30 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-20 | 2008-06-04 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2005-05-20 | 2008-06-04 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-03 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Natalie Cruz during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.