Shinichi Takeda
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shinichi Takeda, a licensed former licensee with CE reference ADR470. This person has 13.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongrong International Capital Management Limited 中融國際資本管理有限公司 |
RO | Type 4 - Advising on securities | 2016-09-09 | 2019-01-12 |
| Zhongrong International Capital Management Limited 中融國際資本管理有限公司 |
RO | Type 9 - Asset management | 2016-09-09 | 2019-01-12 |
| RG Asset Management Company Limited | RO | Type 4 - Advising on securities | 2008-05-06 | 2013-11-25 |
| RG Asset Management Company Limited | RO | Type 5 - Advising on futures contracts | 2008-05-06 | 2013-11-25 |
| RG Asset Management Company Limited | RO | Type 9 - Asset management | 2008-05-06 | 2013-11-25 |
| RG Asset Management Company Limited | Rep | Type 9 - Asset management | 2007-03-28 | 2008-05-06 |
| RG Asset Management Company Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2008-05-06 |
| RG Asset Management Company Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2008-05-06 |
| RG Asset Management Company Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-04 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Shinichi Takeda during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.