Samir Surendra Shah
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samir Surendra Shah, a licensed former licensee with CE reference ADQ003. This person has 11.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sattva Investment Advisors Limited | RO | Type 9 - Asset management | 2008-02-21 | 2015-04-22 |
| Sattva Investment Advisors Limited | RO | Type 4 - Advising on securities | 2003-10-30 | 2015-04-22 |
| Sattva Investment Advisors Limited | RO | Type 5 - Advising on futures contracts | 2003-10-30 | 2015-04-22 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Samir Surendra Shah during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kent Kin Fan Ma | Sattva Investment Advisors Limited | 2007–2013 |
| Kiron Krishna Bose | Sattva Investment Advisors Limited | 2005–2009 |
| John William Stephens | Sattva Investment Advisors Limited | 2003–2007 |
| Craig Blaser Lindsay | Sattva Investment Advisors Limited | 2004–2007 |
| Hetalkumar Bipinchandra Shah | Sattva Investment Advisors Limited | 2013–2014 |
| Tse Fung Lau | Sattva Investment Advisors Limited | 2009–2010 |
| Hang Cheong Lau | Sattva Investment Advisors Limited | 2006 |