Tat Hoi Chu
朱達凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Hoi Chu (朱達凱), a licensed Responsible Officer with CE reference ADP069. Currently licensed at 1 firm(s): Capital 9 Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 21.0 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital 9 Limited 第九資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-11-18 | present |
| Capital 9 Limited 第九資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-10-09 | 2024-11-18 |
| Capital 9 Limited 第九資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-07-16 | 2024-05-31 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-03 | 2020-02-29 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-09-03 | 2020-02-29 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-01 | 2018-03-02 |
| Convoy Capital Hong Kong Limited 康宏資本香港有限公司 |
RO | Type 1 - Dealing in securities | 2015-09-15 | 2018-03-02 |
| Convoy Capital Hong Kong Limited 康宏資本香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-04-14 | 2018-03-02 |
| Convoy Capital Hong Kong Limited 康宏資本香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-02-11 | 2015-04-14 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-01-03 | 2011-09-30 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 1 - Dealing in securities | 2008-08-14 | 2015-01-17 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2008-04-17 | 2015-01-17 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-03-06 | 2011-06-30 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-03 | 2008-04-17 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-03-03 | 2006-03-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-09-05 | 2003-09-05 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2003-09-05 | 2015-01-17 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-27 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-05 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tat Hoi Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.