Thomas John Monaco
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas John Monaco, a licensed former licensee with CE reference ADN776. This person has 12.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pearl Street Advisors Limited | RO | Type 9 - Asset management | 2013-09-09 | 2023-08-05 |
| Aletheia Technologies Limited | Rep | Type 4 - Advising on securities | 2013-02-08 | 2013-08-26 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2012-10-11 | 2013-01-25 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-11 | 2012-10-11 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas John Monaco during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.