Daphne Wai Suen Ng
吳慧璇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daphne Wai Suen Ng (吳慧璇), a licensed former licensee with CE reference ADL365. This person has 14.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-02 | 2020-08-07 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-11-02 | 2020-08-07 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-06 | 2017-11-02 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-06 | 2017-11-02 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 1 - Dealing in securities | 2003-12-19 | 2014-11-01 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2003-12-19 | 2014-11-01 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Daphne Wai Suen Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.