Juliana Pui Ling Chan
陳佩玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juliana Pui Ling Chan (陳佩玲), a licensed former licensee with CE reference ADI999. This person has 19.3 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| On Excel Asset Management Limited 滙凱資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-02-25 | 2022-05-06 |
| On Excel Asset Management Limited 滙凱資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2020-02-25 | 2022-05-06 |
| On Excel Asset Management Limited 滙凱資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-02-25 | 2022-05-06 |
| Yew Tree Limited 紫杉樹有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-11-14 | 2022-07-14 |
| Yew Tree Limited 紫杉樹有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-10-16 | 2019-11-14 |
| Yew Tree Limited 紫杉樹有限公司 |
RO | Type 1 - Dealing in securities | 2018-09-28 | 2022-07-14 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-04-27 | 2018-09-22 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-10-16 | 2018-09-22 |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-03-02 | 2018-09-22 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-02 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-14 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-14 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Juliana Pui Ling Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.