Kok Kwong Dai

戴國光
CE No. ADD362 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Kwong Dai (戴國光), a licensed former licensee with CE reference ADD362. This person has 10.6 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Delta Asia Financial Futures Limited
滙業金融期貨有限公司
RO Type 2 - Dealing in futures contracts Pre-2003 2013-11-15
Delta Asia Financial Futures Limited
滙業金融期貨有限公司
RO Type 5 - Advising on futures contracts Pre-2003 2013-11-15
Delta Asia Financial Futures Limited
滙業金融期貨有限公司
RO Type 9 - Asset management Pre-2003 2005-01-21

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kok Kwong Dai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Sing Wa Li Delta Asia Financial Futures Limited 2003–2013
Man Fung Ng Delta Asia Financial Futures Limited 2003–2013
Fook Keung Tang Delta Asia Financial Futures Limited 2003–2013
Yiu Kau Poon Delta Asia Financial Futures Limited 2003–2012
King Fai Chui Delta Asia Financial Futures Limited 2003–2012
Keith Ka Kee Cheung Delta Asia Financial Futures Limited 2004–2013
Kwok Hung Yue Delta Asia Financial Futures Limited 2003–2009
Yiu Chung Yung Delta Asia Financial Futures Limited 2003–2008
Sandra Mi Ling Chan Delta Asia Financial Futures Limited 2003–2008
Kwok Leung Ho Delta Asia Financial Futures Limited 2003–2007
Siu Lun Lau Delta Asia Financial Futures Limited 2009–2013
Chun Pon Law Delta Asia Financial Futures Limited 2003–2006
Nim Poon Wong Delta Asia Financial Futures Limited 2007–2010
Tommy Chun Kuen Tong Delta Asia Financial Futures Limited 2003–2007
Yin Ming Chung Delta Asia Financial Futures Limited 2003–2004
Songhee Sae Nim Delta Asia Financial Futures Limited 2003–2004
Kar Wah Chan Delta Asia Financial Futures Limited 2011–2013
Hon Kuen Kwok Delta Asia Financial Futures Limited 2009–2012
Chung Keung Chan Delta Asia Financial Futures Limited 2003–2006
Jackie Yau Chun Chiu Delta Asia Financial Futures Limited 2011–2013
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