John Martin Maguire
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Martin Maguire, a licensed former licensee with CE reference ADC364. This person has 14.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 - Dealing in securities | 2011-11-07 | 2018-04-08 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-11-07 | 2018-04-08 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-03 | 2011-11-07 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-10-03 | 2011-11-07 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2011-06-17 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2011-06-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Martin Maguire during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.